Client information in accordance with the Financial Services Act (FIDLEG)
Based on the legal requirements of Art. 8 et seq. of the Financial Services Act (FIDLEG), the following provides an overview of Smartprofit Finder AG (hereinafter the “Financial Institution”) and its services.
Information about the company Financial Institution
Smartprofit Finder AG
Seestrasse 1128806 BächSwitzerlandPhone: +41 79 958 90 00E-mail: support@smartprofitfinder.comWeb: www.smartprofitfinder.comSupervisory authority and audit firm
The Financial Institution has been licensed as a portfolio manager and is therefore subject to prudential supervision by the Swiss Financial Market Supervisory Authority FINMA. As part of this supervision, the Financial Institution is audited and reviewed annually by the audit firm BSP Revisions AG for both regulatory and statutory purposes. The addresses of FINMA, AOOS and BSP Revisions AG can be found below.
Eidgenössische Finanzmarktaufsicht FINMA
Laupenstrasse 273003 BernSwitzerlandPhone: +41 31 327 91 00E-mail: info@finma.chWeb: www.finma.chBSP Revisions AG
Lindenstrasse 388008 ZürichSwitzerlandPhone: +41 44 380 82 82E-mail: info@bsprevision.chWeb: www.bsprevision.chAOOS — Swiss Public Limited Company for Supervision
Clausiusstrasse 508006 ZürichSwitzerlandPhone: +41 44 215 98 98E-mail: info@aoos.chWeb: aoos.chOmbudsman Office
The Financial Institution is affiliated with the independent ombudsman's office Swiss Financial Ombudsman Office (FINOS), which is recognized by the Federal Department of Finance. Whenever possible, disputes concerning legal claims between clients and the Financial Institution shall be settled by the ombudsman's office within the framework of a mediation procedure.
The address of Swiss Financial Ombudsman Office (FINOS) can be found below.
Swiss Financial Ombudsman Office (FINOS)
Talstrasse 20CH-8001 ZürichSwitzerlandPhone: +41 44 552 08 00E-mail: info@finos.chWeb: https://www.finos.chInformation about the financial services offered
The Financial Institution provides asset management services and investment advisory services to its clients.
The Financial Institution guarantees neither a return nor a success in the context of the investment activity. The investment activity can therefore lead to capital gains but also to capital losses.
Client segmentation
Financial service providers are required to assign their clients to a legally defined client segment. The Financial Services Act provides for the segments "private clients", "professional clients" and "institutional clients". A client classification is defined for each client as part of the cooperation with the Financial Institution.
At the Financial Institution, all clients are generally classified in the "private clients" segment. This means that they benefit from the most comprehensive investor protection, which has an impact, particularly on the duties to provide information and the duties of conduct in connection with the examination of suitability and appropriateness when acquiring financial instruments.
Subject to complying with certain conditions, the customer can change the customer classification by so-called opting-in or opting-out.
Information on risks and costs
General risks in trading with financial instruments
The investment advisory and asset management services involve financial risks. The Financial Institution hands out the brochure "Risks in Trading with Financial Instruments" to all clients before they conclude a contract. This brochure can also be found at www.swissbanking.org. Clients of the Financial Institution may contact their Relationship Manager at any time if they have any further questions.
Risks in the context of the service offered
For a description of the various risks that may arise from the investment strategy for the client's assets, please refer to the relevant investment advisory and asset management agreements.
Cost information
A fee is charged for the services provided, which is normally calculated on the assets under management and/or on a performance-related basis. For more detailed information, please refer to the relevant investment advisory or asset management agreements.