1. Information about the company Financial Institution
Smartprofit Finder AG
Seestrasse 112
8806 Bäch
Switzerland
Phone: +41 79 958 90 00
E-Mail: support@smartprofitfinder.com
Webpage: www.smartprofitfinder.com
Supervisory authority and audit firm
The Financial Institution has been licensed as a portfolio manager and is therefore
subject to prudential supervision by the Swiss Financial Market Supervisory Authority FINMA. As part
of this supervision, the Financial Institution is audited and reviewed annually by the audit firm
KBT Revisions AG for both regulatory and statutory purposes. The addresses of FINMA, OSFIN and KBT Revisions
AG can be found below.
Eidgenössische Finanzmarktaufsicht FINMA
Laupenstrasse 27
3003 Bern
Switzerland
Phone: +41 31 327 91 00
E-Mail: info@finma.ch
Webpage: www.finma.ch
KBT Revisions AG
Krauzplatz 5
8042 Zürich
Switzerland
Phone: +41 44 250 40 60
E-Mail: zurich@kbt.ch
Webpage: www.kbt.ch
OSFIN
Florastrasse 44
8008 Zürich
Switzerland
Phone: +41 43 488 52 41
E-Mail: info@osfin.ch
Webpage: www.osfin.ch
Ombudsman Office
The Financial Institution is affiliated with the independent ombudsman's office Swiss Financial Ombudsman Office (FINOS), which is recognized by the Federal Department of Finance. Whenever possible,
disputes concerning legal claims between clients and the Financial Institution shall be settled by
the ombudsman's office within the framework of a mediation procedure.
The address of Swiss Financial Ombudsman Office (FINOS) can be found below.
Swiss Financial Ombudsman Office (FINOS)
Talstrasse 20
CH-8001 Zürich
Phone: +41 44 552 08 00
E-Mail: info@finos.ch
Webpage: https://www.finos.ch
2. Information about the financial services offered
The Financial Institution provides asset management services and investment advisory
services to its clients.
Furthermore, the Financial Institution provides financial services in relation to
collective investment schemes. For information on the various collective investment schemes, the
general risks, characteristics and modalities of operation, please refer to the relevant
prospectuses and factsheets.
The Financial Institution guarantees neither a return nor a success in the context of
the
investment activity. The investment activity can therefore lead to capital gains but also to capital
losses.
3. Client segmentation
Financial service providers are required to assign their clients to a legally defined
client segment. The Financial Services Act provides for the segments "private clients",
"professional clients" and "institutional clients". A client classification is defined for each
client as part of the cooperation with the Financial Institution.
At the Financial Institution, all clients are generally classified in the "private
clients" segment. This means that they benefit from the most comprehensive investor protection,
which has an impact, particularly on the duties to provide information and the duties of conduct in
connection with the examination of suitability and appropriateness when acquiring financial
instruments.
Subject to complying with certain conditions, the customer can change the customer
classification by so-called opting-in or opting-out.
4. Information on risks and costs
General risks in trading with financial instruments
The investment advisory and asset management services involve financial risks. The
Financial Institution hands out the brochure "Risks in Trading with Financial Instruments" to all
clients before they conclude a contract. This brochure can also be found at www.swissbanking.org.
Clients of the Financial Institution may contact their Relationship Manager at any time if they have
any further questions.
Risks in the context of the service offered
For a description of the various risks that may arise from the investment strategy for
the
client's assets, please refer to the relevant investment advisory and asset management agreements.
Cost information
A fee is charged for the services provided, which is normally calculated on the assets
under management and/or on a performance-related basis. For more detailed information, please refer
to the relevant investment advisory or asset management agreements.
